Back to job search

Compliance Monitoring and Assurance Officer

  • Location:

    Dublin

  • Sector:

    Risico & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Vanessa Rohr

  • Contact email:

    vanessa.rohr@weareoliverjames.com

  • Job ref:

    JOB-042021-139515_1617892182

  • Published:

    14 dagen geleden

  • Expiry date:

    2021-05-08

Our client is a growing Retail Financial Services firm that has a requirement for 2 Compliance professionals to join their team.

Reporting into the Compliance Manager, your responsibilities will include:

  • Assisting with the development and implementation of an annual risk-based Compliance Monitoring and Assurance Plan to manage Compliance Risks.
  • Assisting with the performance of the Compliance Monitoring and Assurance reviews in line with the Compliance Monitoring & Assurance Plan.
  • Supporting the completion of Fitness & Probity Processes.
  • Supporting the provision of independent oversight and challenge of the identification, assessment and management of Compliance Risks and Associated Controls.
  • Assist with the monitoring, tracking and validating the progress on rectification of regulatory breaches and other Compliance weaknesses identified.
  • Assisting with the compilation of compliance reports including relevant Management Information and Key Risk Indicators to Senior Management, Compliance governance fora, the Audit and Risk Committee and the Board.
  • Assist with the maintenance and archive of required Team documentation on designated Compliance share drive.
  • Supporting the Compliance Manager in attendance at Compliance workshops.
  • Raise and report regulatory breaches to Compliance Monitoring & Reporting Manager as required.

The ideal candidate will likely have:

- 2 years previous compliance experience with a focus on AML, CFT, Consumer protection and fitness& Probity legislation

- Can do attitude

On Offer:

The opportunity to be part of a rapidly growing team whilst being well rewarded

Image 2020 11 03 T18 19 45

The latest OJ Webinar

Are you looking to relocate?