Asset, Wealth and Investment Management Conduct Risk
London
I am looking for a number of candidates with deep technical experience of conduct risk within the asset, wealth and investment management sector. Specific exposure to issues around MIFIR / EMIR, SFTR and the COLL handbook is a big plus. As is experience of dealing with a S166, TOM's and broader risk and controls.
Asset, Wealth and Investment Management Conduct Risk
London
I am looking for a number of candidates with deep technical experience of conduct risk within the asset, wealth and investment management sector. Specific exposure to issues around MIFIR / EMIR, SFTR and the COLL handbook is a big plus. As is experience of dealing with a S166, TOM's and broader risk and controls.
My client is committed to ongoing flexible working and is also open to candidates looking for a shorter working week. If interested please drop me a line to vh@weareoliverjames.com